Lindsey Simon

Simon Compliance


Lindsey Simon started Simon Compliance in 2010 to provide honest, direct, and customized answers to clients seeking to create and maintain cultures of compliance. She believes the role of a compliance consultant is to educate employees and companies on what they need to know to comply with the federal securities laws in general, and with an investment adviser’s compliance program in particular. Experience with a wide range of clients affords her a distinct market perspective and a continually evolving understanding of the changing landscape of compliance, which she is eager to share with her clients.